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Financial Services Law

Kylie Sharp_Financial Services LawyerDo you need assistance with a matter relating to compliance with financial services laws or help dealing with the Australian Securities and Investments Commission (ASIC)?

We can guide you through the complex and ever changing financial services regulatory environment so that you feel confident and informed in your dealings with ASIC.

We can help you with:

  • Advice following contact from ASIC
  • Assistance with breach reporting
  • Legal representation during s19 examinations, investigations and proceedings
  • Advising in relation to financial services legislation

Our Senior Associate Kylie Sharp, advises our clients on Corporations Act and ASIC Act financial services law compliance issues.

Having recently completed a secondment with ASIC in their Financial Services Enforcement Team, Kylie has a unique insight into ASIC enforcement processes and uses this experience to provide our clients with prompt, clear and practical advice.

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