We can guide you through the complex and ever changing financial services regulatory environment so that you feel confident and informed in your dealings with ASIC.
We can help you with:
- Advice following contact from ASIC
- Assistance with breach reporting
- Legal representation during s19 examinations, investigations and proceedings
- Advising in relation to financial services legislation
Our Senior Associate Kylie Sharp, advises our clients on Corporations Act and ASIC Act financial services law compliance issues.
Having recently completed a secondment with ASIC in their Financial Services Enforcement Team, Kylie has a unique insight into ASIC enforcement processes and uses this experience to provide our clients with prompt, clear and practical advice.